Contacts & Resources

Discount Window & Payment System Risk Contact Information for Richmond

Mailing Address 
Federal Reserve Bank of Richmond
Credit Risk Management
13th Floor
P.O. Box 27622 
Richmond, VA 23261
Office Hours 8:30 a.m. until FedWire close
Discount Rates Discount Rates
General (800) 526-2036
Sharon Baker,  Senior Manager, Discount Window and Payment Systems Risk (PSR) (804) 697-8509
Christopher Mast,  Senior Manager, Condition Monitoring (804) 697-8229
Steven McCarther,  Senior Manager, Collateral (804) 697-4436

Resources and Information
Instructions for Completing Agreements - Richmond             Instructions to assist in completing Operating Circular 10 documents. [PDF; 167K]
Official OC-10 Authorization List The Fifth District's Discount Window Authorization List. [PDF; 22K] 
Authorizing Resolutions The Authorizing Resolutions for Borrowers evidences an institution's authorization to borrow from and pledge assets to a Reserve Bank. [PDF; 23K]
Letter of Agreement The Letter of Agreement binds an institution to the requirements of OC-10.  [PDF; 23K]
Certificate  The certificate provides the information necessary to make an effective UCC-1 financing statement filing. [PDF; 17K]
Letter of Agreement to Correspondent  If an institution chooses not to have a Federal Reserve account, it must designate a correspondent's account to receive loans and payments on its behalf by executing this agreement.  [PDF; 21K]
Agreement for Third-Party Custodian to Hold Collateral  This agreement allows an institution to designate a third party custodian to provide collateral custody services in connection with the Discount Window.  [PDF; 21K]
Seasonal Application Form This application is used to determine your institution's eligibility for the Seasonal Lending Program (SLP).  [PDF; 963K]
Seasonal Data Collection Form The loans and deposit data you submit will be used as the basis for determining your institution's projected seasonal borrowing qualification.  [PDF; 969K]
BIC Establishment Guidelines Reference for institutions setting up a new BIC arrangement with the Fifth District. [PDF; 125K]
BIC Electronic Loan Collateral Guidelines Guidelines for institutions pledging electronic collateral to the Federal Reserve Bank of Richmond. [PDF; 103K]
BIC Collateral Certification BIC program participants are required to complete the BIC Audit Certification prior to enrollment in the BIC program, and on an annual basis thereafter. [MS Word; 34K]
Pledge Listing Template This template should be used as a guide in developing the pledge listing to be submitted to the Federal Reserve Bank of Richmond on a monthly basis. [MS Excel; 29K]